- Regulatory Compliance: Ensure the company's operations align with all applicable laws, regulations, and guidelines related to the CFD industry. - Policy Development: Create, update, and maintain compliance policies and procedures tailored to the CFD industry's unique requirements. - Internal Audits: Conduct regular audits to assess the effectiveness of compliance measures and identify areas of improvement. - Risk Assessment: Continuously monitor and assess compliance risks within the organization, providing recommendations for risk mitigation. - Employee Training: Develop and deliver compliance training programs to educate employees about relevant regulations and the importance of compliance. - Documentation: Maintain accurate records of compliance activities, audit reports, and related documentation. - Reporting: Prepare and submit reports to senior management and regulatory authorities, as required. - Investigations: Investigate any compliance violations, suspicious activities, or breaches of company policies, recommending corrective actions. - Industry Knowledge: Stay updated with evolving regulations, industry trends, and best practices within the CFD sector.