· Review account opening/know your customer (KYC) documentation, conduct quality client due diligence factoring AML/CFT and sanctions risks. Document on-boarding decisions for reviewed clients.
· Review system generated alerts against customer data, investigate for potential money laundering/terrorist financing/sanctions risks, collect documentary proof, build/maintain case files for transactions and customers deemed suspicious, update relevant MIS to ensure accurate tracking and record keeping, mitigate sanctions risks by taking decisions on payment filtering system.
· Adhere to all relevant organizational and departmental policies, processes, standard operating procedures and instructions so that work is carried out to the required standard and in a consistent manner while delivering the required standard of service to customers and stakeholders.
· Contribute to the formulation of internal policies, procedures to support compliance with regulatory requirements.
Collaborate with other departments to create a culture of compliance and promote the adoption of a compliance culture throughout operations, consistent with company values.
